regions bank chief compliance officer

Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. Paul, Seattle, and Portland. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Head of Strategic Planning & Corporate Development. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Regions Investment Solutions is a marketing name of Cetera Investment Services. Regions Bank Names Scott Peters as Chief Transformation Officer; Kate Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Bank compliance officers evaluate policies/procedures and ensure they . First Horizon Bank. Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. Member FDIC. Senior Executive Vice President John Turner is president and chief executive officer of Regions Financial Corporation. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Danella earned a bachelors degree in Economics and English from Vanderbilt. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. Executive Vice President When making the leap to a new position, almost half (46%) of executives across all functions underperform. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. 78 Code Compliance Officer Jobs in Tempe, AZ - Ziprecruiter.com Treasurer. He was also head of Commercial Middle Market and Treasury Management Sales. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. 205-264-4551 RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. Jim Pihera - Chief Compliance Risk Officer at Regions Bank - Wiza Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Head of Corporate Real Estate and Procurement. Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. Tara Plimpton - Senior Executive Vice President Chief Legal Officer Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. Deputy Chief Risk Officer and Chief Credit Officer. He is also a member of the United Ways Tocqueville Society. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. He is a member of the Regions Executive Leadership Team. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. Bill Ritter serves as Head of the Wealth Management group at Regions. Senior Executive Vice President Prior to that role he was Head of Strategic and Corporate planning. Regions provides links to other websites merely and strictly for your convenience. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Regions News on Twitter: @RegionsNews. At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly. 427 Loan Officers in Tempe, AZ Directory - Trustoria.com Keenan earned a bachelors degree in Political Science from Furman University. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Executive Vice President Andrews experience and insights will help us build on these accomplishments. Community Affairs and and She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. Senior Executive Vice President He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Regions Bank Names Abbas Merchant as Chief Marketing Officer as Michele There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. Find your next job opportunity near you & 1-Click Apply! Congratulations on your new role. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Chief Digital Officer. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Fournier J. Gale, III In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. The solution? A bank executive develops a new product, maybe a fee-generation concept. Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. In addition, he helped large banks build out their big data and data science roadmaps. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Boots Gale, III is general counsel and corporate secretary for Regions. Gartner Terms of Use He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. Chief Transformation Officer. About this role. Officers & Directors | Renasant Corporation Additional information about Regions and its full line of products and services can be found at www.regions.com. Prior to that, Danella led Private Wealth Management. He began his career in information systems with McDonnell-Douglas. Chief Financial Officer. Manav Misra Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Youre about to leave Regions to use an external site. Chief Data and Analytics Officer. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Head of Wealth Management Group. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. David J. Turner, Jr. Chief Governance Officer and Assistant Corporate Secretary. CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. Nix to oversee corporate governance framework supporting Regions services for customers and communities. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. 8 a.m. 7 p.m. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Head of Consumer Banking Group. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Prior to assuming his current role, he. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Barb Godin is the Deputy Chief Risk Officer and Chief Credit Officer and is a member of the Executive Leadership Team. Flagstar Bank - Scottsdale Arizona branch servicing the valley & the countrySenior Loan Officersince Oct 2011 Credit Justice Services - 1204 E. Baseline Rd. At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. Privacy Policy. Executive Vice President Executive Vice President Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group.

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